Spectral method approximation of small Laplacian deformations on Sobolev spaces

I'll give a clean, self-contained explanation showing

∥u∥Xk  ≤  Ck∥f∥Xk,u=(−εΔ+1)−1f\|u\|_{X^{k}} \;\le\; C_k \|f\|_{X^{k}}, \qquad u=( -\varepsilon\Delta +1)^{-1} f

and point out exactly where Gε→δG_\varepsilon\to\delta is used.

1) Representation by the Green kernel

On a compact Riemannian manifold SS the solution of

(−εΔx+1)Gε(x,y)=δy(x)(-\varepsilon\Delta_x +1)G_\varepsilon(x,y)=\delta_y(x)

is the (symmetric, smooth off the diagonal) resolvent kernel Gε(x,y)G_\varepsilon(x,y), and the solution uu of

(−εΔ+1)u=f(-\varepsilon\Delta +1)u=f

has the representation

u(y)=∫SGε(x,y) f(x) d ⁣Vx.u(y)=\int_S G_\varepsilon(x,y)\,f(x)\,d\!V_x.

So the operator (−εΔ+1)−1(-\varepsilon\Delta+1)^{-1} is the integral operator with kernel GεG_\varepsilon​.

2) L∞L^\infty-estimate (where the weak convergence to δ\delta is relevant)

Integrate the kernel equation in xx:

∫S(−εΔxGε(x,y)+Gε(x,y)) dVx=∫Sδy(x) dVx=1.\int_S\bigl(-\varepsilon\Delta_x G_\varepsilon(x,y)+G_\varepsilon(x,y)\bigr)\,dV_x =\int_S\delta_y(x)\,dV_x=1.

The Laplacian term integrates away (or use divergence theorem), so

∫SGε(x,y) dVx=1for every y.\int_S G_\varepsilon(x,y)\,dV_x = 1\qquad\text{for every }y.

Moreover the maximum principle gives Gε≥0G_\varepsilon\ge 0. Thus Gε(⋅,y)G_\varepsilon(\cdot,y) is a probability density on SS for each fixed yy. From the kernel representation

∣u(y)∣≤∥f∥L∞∫SGε(x,y) dVx=∥f∥L∞,|u(y)| \le \|f\|_{L^\infty}\int_S G_\varepsilon(x,y)\,dV_x = \|f\|_{L^\infty},

so

∥u∥L∞≤∥f∥L∞.\|u\|_{L^\infty}\le \|f\|_{L^\infty}.

(Here the weak convergence Gε⇀δG_\varepsilon\rightharpoonup\delta explains that the kernel concentrates as ε↓0\varepsilon\downarrow0, and in the limit the integral operator tends pointwise to evaluation at the point — but the inequality above does not require taking limits: it follows from positivity and unit mass of GεG_\varepsilon​.)

3) HkH^k-estimate (spectral / Fourier multipliers)

Let {φj}\{\varphi_j\} be an L2L^2-orthonormal basis of eigenfunctions of −Δ-\Delta with eigenvalues λj≥0\lambda_j\ge0:

−Δφj=λjφj.-\Delta\varphi_j=\lambda_j\varphi_j.

Expand f=∑jfjφjf=\sum_j f_j\varphi_j​, then

u=(1+ελj)−1fjφj,u=(1+\varepsilon\lambda_j)^{-1}f_j\varphi_j,

so the Fourier coefficient of uu on φj\varphi_j​ is uj=fj1+ελju_j=\dfrac{f_j}{1+\varepsilon\lambda_j}. The HkH^k-norm squared is (up to equivalent normalization)

∥w∥Hk2≃∑j(1+λj)k∣wj∣2.\|w\|_{H^k}^2 \simeq \sum_j (1+\lambda_j)^k |w_j|^2.

Hence

∥u∥Hk2=∑j(1+λj)k(1+ελj)2 ∣fj∣2.\|u\|_{H^k}^2 = \sum_j \frac{(1+\lambda_j)^k}{(1+\varepsilon\lambda_j)^2}\,|f_j|^2.

But for every λj≥0\lambda_j\ge0 and every ε>0\varepsilon>0,

(1+λj)k(1+ελj)2≤(1+λj)k⋅1=(1+λj)k,\frac{(1+\lambda_j)^k}{(1+\varepsilon\lambda_j)^2}\le (1+\lambda_j)^k\cdot 1 = (1+\lambda_j)^k,

because (1+ελj)2≥1(1+\varepsilon\lambda_j)^2\ge1. Therefore

∥u∥Hk2≤∑j(1+λj)k∣fj∣2=∥f∥Hk2,\|u\|_{H^k}^2 \le \sum_j (1+\lambda_j)^k |f_j|^2 = \|f\|_{H^k}^2,

so

∥u∥Hk≤∥f∥Hk.\|u\|_{H^k}\le \|f\|_{H^k}.

(Equivalently, the multiplier (1+ελ)−1(1+\varepsilon\lambda)^{-1} has modulus ≤1\le 1, so (−εΔ+1)−1(-\varepsilon\Delta+1)^{-1} is a contraction on every Sobolev space HkH^k.)

4) Combine to get the XkX^k-estimate

Recall Xk:=Hk∩L∞X^k := H^k\cap L^\infty with norm ∥v∥Xk=∥v∥Hk+∥v∥L∞\|v\|_{X^k}=\|v\|_{H^k}+\|v\|_{L^\infty}. From the two bounds above we get, with Ck=1C_k=1,

∥u∥Xk  =  ∥u∥Hk+∥u∥L∞≤∥f∥Hk+∥f∥L∞=∥f∥Xk.\|u\|_{X^k} \;=\;\|u\|_{H^k}+\|u\|_{L^\infty} \le \|f\|_{H^k}+\|f\|_{L^\infty} = \|f\|_{X^k}.

So the desired inequality holds (in fact with constant 1) for every ε>0\varepsilon>0.


Remarks / why Ricciardi mentioned Gε→δG_\varepsilon\to\delta

  • The convergence Gε⇀δG_\varepsilon\rightharpoonup\delta explains the limiting behaviour of the solution as ε↓0\varepsilon\downarrow0: u=(Gε∗f)→fu=(G_\varepsilon * f)\to f pointwise (and in suitable norms) — consistent with the fact that (−εΔ+1)−1→Id(-\varepsilon\Delta+1)^{-1}\to\mathrm{Id}.
  • But to prove the operator norm bound ∥u∥Xk≤Ck∥f∥Xk\|u\|_{X^k}\le C_k\|f\|_{X^k}​ you do not actually need the weak convergence; you only need the two facts used above:
    1. Gε(⋅,y)≥0G_\varepsilon(\cdot,y)\ge0 and ∫SGε(⋅,y)=1\int_S G_\varepsilon(\cdot,y)=1 for each yy (gives the L∞L^\infty bound),
    2. the spectral multiplier (1+ελ)−1(1+\varepsilon\lambda)^{-1} has modulus ≤1\le1 (gives the HkH^k bound).

So the convergence to the delta is a helpful intuition and gives pointwise limit information, but the inequality itself follows from the kernel mass + positivity and from the spectral (Fourier multiplier) estimate.